Audit & Compliance

Congratulations to the following ePay members who passed the 2022 Accredited Payments Risk Professional exam!  We are grateful for the contributions...

Exclusive to ePayResources Members! Our Legal Information Service enables our members to receive legal information on a matter of interest without...

The Secure Payments Task Force developed the Payment Lifecycles and Security Profiles as an educational resource and to provide perspectives related...

The Council is a formal interagency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial...

Financial institutions engaged in retail payment systems should establish an appropriate risk management process that identifies, measures, monitors, and...

The FDIC is issuing the attached guidance that describes potential risks associated with relationships with entities that process payments for...

These webinars and podcasts are designed to provide you with practical knowledge - including updates on the latest legislation, best practices, and...

​Unclaimed pro​​​​​perty audits continue to ramp up, as more third-party audit firms jump into the marketplace. Audits are getting more in-depth and...

Unclaimed property is a complex area and developing guidelines to ensure compliance is the key to identifying small challenges before they become...

The FDIC examines banks using a risk-focused approach to assess safety and soundness and consumer protection, Community Reinvestment Act (CRA) performance,...

Third parties can help financial institutions attain strategic objectives, access expertise, or improve efficiency for a particular activity. The use of...

The Council is a formal interagency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial...

Cyber risks are increasingly critical business risks. To minimize these constantly evolving threats, today’s financial institutions prepare through...

Updated to reflect the 2021 NACHA Operating Rules changes, the AAP Flashcards provide a hands-on study aid for those planning to sit for the AAP...

Originating Depository Financial Institutions (ODFIs) are currently required to identify their Third-Party Senders to Nacha. On September 30, 2022, a new...

It's Atlantic hurricane season and depending on where you live, your customers and members might choose to get some extra cash to weather uncertain...

Not all ACH transactions under $1 are subject to the new Nacha Micro-Entry Rule taking effect September 16.  The definition hinges on two very...

The 2022 ACH Rules Compliance Audit Toolkit is designed to assist financial institutions in complying with the minimum audit requirements found within Nacha...

ACH participants must take action to control risk in any payment system - including ACH. This edition explains the types of ACH payments risk, assesses the...

Rapid payments industry growth and change can represent increased risk to ACH participants. Accordingly, regulators have called for Financial Institutions...

Bank Liability Under UCC Article 4A for ACH Corporate Payments Fraud, with Tips on Minimizing Liability Cyberattacks, business email compromise, account...

Acing your next BSA examination may hinge upon your ability to accurately and effectively define your position on cannabis banking. As the title suggests,...

The legal marijuana industry continues to grow at a rapid rate. Currently, 33 states have legalized marijuana for medicinal and/or recreational use....

Managing an effective Bank Secrecy Act and Anti-Money Laundering (BSA/AML) program requires hard work and dedication from everyone at your...

Financial institutions and payment processors undergo payment audits annually. While each payment channel has its own audit requirements, much of the...

The saying "the best way to learn is to learn from others' mistakes" is never truer than when it comes to financial risk management, audit, and compliance....

This is a Free Product Showcase Video On Demand with NICE Actimize. Faster Payments are becoming more and more prevalent in the U.S. with Zelle, TCH RTP,...

This user-friendly workbook is designed to take RDFIs and ODFIs step-by-step through the ACH risk assessment process. The workbook addresses risk criteria...

Using real-life situations, this session examines the highlights and pitfalls of RDC Risk Management. We provide insight into Financial Institution...

Remote Deposit Capture depends on a set of rules, regulations, and legal agreements that determine warranties, responsibilities, and liabilities of the...

How do you identify and control risks inherent to your payment systems? This informative session discusses these risks as identified by ePayAdvisors from...